39 CMR 672
(Cite
as: 1968 WL 5165 (ABR), 39 C.M.R. 672)
United States
v.
Captain (O‑3) Howard B. Levy, 05013082, U. S. Army,
Headquarters and
Headquarters Company, United States Army Hospital, Fort
Jackson, South
Carolina.
CM 416463. [FN*]
FN*
Petition for review by USCMA pending.
U.S. Army
Board of Review.
August 29,
1968.
Sentence
adjudged 3 June 1967. Approved sentence: Dismissal, forfeiture of all pay and
allowances, and confinement at hard labor for 3 years.
Disobedience of orders § 19 ‑‑ order to train medical
aid men ‑‑ personal concepts of medical ethics.
1. The
accused's personal concepts of medical ethics would neither invalidate an
otherwise lawful order to train medical aid men nor serve to excuse the
accused's noncompliance with such order.
Disobedience of orders § 19 ‑‑ order to train medical
aid men ‑‑ definiteness.
2. An
order that the accused establish and operate a training program for medical aid
men in dermatology in accordance with specified regulations was sufficiently
definite in view of the fact that the accused had previously conducted such
training and his stated reason for refusing to continue to do so was not that
he did not understand the order, but that he could not ethically comply.
Disobedience of orders § 19 ‑‑ legality of war in Viet
Nam as not issue.
3. The
legality of United States participation in the war in Viet Nam is not a
justiciable issue at trial by court‑martial for disobedience of orders.
Conduct,
etc. § 48 ‑‑ promoting disloyalty and disaffection ‑‑
proof of actual results unnecessary.
4. A
charge of making public statements with design to promote disloyalty and
disaffection among the troops does not require proof that anyone actually
became disloyal or disaffected.
Conduct,
etc. § 48 ‑‑ publicly making disloyal statements ‑‑
sufficiency of evidence.
5. The
evidence was sufficient to establish that statements allegedly made with design
to promote disloyalty and disaffection among the troops were publicly made
where it appeared the statements were unsolicited and were directed to persons
in enlisted grades, mostly Negroes, in a busy medical clinic averaging 50 to 70
patients daily and without regard to who was present and the accused's rank and
position virtually guaranteed circulation.
Conduct, etc.
§ 48 ‑‑ statements designed to promote disloyalty and disaffection ‑‑
sufficiency of evidence.
6. The
evidence was sufficient to sustain convictions of charges of publicly uttering
statements designed to promote disloyalty and disaffection among the troops and
conduct unbecoming an officer where it showed the accused made statements to
the effect that the United States was wrong in being in Viet Nam, that colored
soldiers should refuse to go to Viet Nam because they are discriminated against
and given all the hazardous duty and that he would not train special forces
personnel because they are thieves and liars, killers of peasants, and
murderers of women and children, and it was shown that these statements were
made while the accused was performing his duties as a medical officer in a busy
clinic and were made without solicitation and within the hearing of anyone
present and were directed to individuals of enlisted grades, mostly Negroes.
Conduct,
etc. § 48 ‑‑ statements designed to promote disloyalty and
disaffection ‑‑ freedom of speech as not defense.
7. The
making of statements promoting disloyalty or disaffection among the troops is
not within the protection of the First Amendment, guaranteeing freedom of
speech.
Trial § 31
‑‑ law officer's criticism of defense counsel.
8. A
comment by the law officer indicating that maybe the defense counsel should
withdraw from the case if he could not question his witnesses without a legal
definition of certain words was not such error as to require a mistrial in view
of an apologetic instruction granting the defense counsel's request for a
definition and instructing the court to disregard the law officer's remarks in
this connection.
Sentence
and punishment § 3 ‑‑ exclusion of opinion evidence of effect of
sentence on others.
9. The law
officer did not err in excluding from the court's consideration a medical
officer's opinion that imposition of any confinement on the accused would have
an adverse effect on the morale of other medical officers in the service.
**673
Appearances: Anthony C. Amsterdam, Esquire, Alan H. Levine, Esquire, Mrs.
Eleanor H. Norton, Melvin L. Wulf, Esquire, Charles Morgan, Jr., Esquire, M.
Laughlin McDonald, Esquire, Reber F. Boult, Jr., Esquire, Capt Robert
Wiesenthal, JAGC, appellate counsel for the accused; Capt Balfe R. Wagner,
JAGC, Capt James P. Mercurio, JAGC, Capt Leslie Scherr, JAGC, Maj Edwin P.
Wasinger, JAGC, Lt Col David Rarick, JAGC, appellate counsel for the United
States.
BOOTH,
Judge Advocate:
Contrary
to his pleas, and following a lengthy fifteen‑day trial, appellant was
convicted of willful disobedience (Charge I), publicly uttering certain
statements with the design to promote disloyalty and disaffection among the
troops (Charge II), and wrongfully and dishonorably making intemperate,
defamatory, provoking, contemptuous, disrespectful and disloyal statements to
and in the presence of enlisted personnel (Additional Charge I), as set out in
full hereafter, in violation of the Uniform Code of Military Justice, Articles
90, 134 and 133, respectively: [FN1]
FN1 Two other offenses charged under Articles 133
and 134 and of which appellant was found guilty by exceptions and substitutions
were dismissed on motion on the Government prior to sentencing.
**674 Charge I: Violation of the Uniform Code of Military
Justice, Article 90
Specification: In that Captain Howard B. Levy, U.
S. Army, Headquarters & Headquarters Company, United States Army Hospital,
Fort Jackson, South Carolina, having received a lawful command from Colonel
Henry F. Fancy, his superior officer, to establish and operate a Phase II
Training Program for Special Forces AidMen in dermatology in accordance with
Special Forces AidMen (Airborne), 8‑R‑F16, Dermatology Training,
did, at the United States Army Hospital, Fort Jackson, South Carolina, on or
about 11 October 1966 to 25 November 1966, willfully disobey the same.
Charge II: Violation of the Uniform Code of
Military Justice, Article 134
Specification: In that Captain Howard B. Levy, U.
S. Army, Headquarters & Headquarters Company, United States Army Hospital,
Fort Jackson, South Carolina, did, at Fort Jackson, South Carolina, on or about
the period February 1966 to December 1966, with design to promote disloyalty
and disaffection among the troops, publicly utter the following statements to
divers enlisted personnel at divers times: "The United States is wrong in
being involved in the Viet Nam War. I would refuse to go to Viet Nam if ordered
to do so. I don't see why any colored soldier would go to Viet Nam; They should
refuse to go to Viet Nam and if sent should refuse to fight because they are
discriminated against and denied their freedom in the United States, and they
are sacrificed and discriminated against in Viet Nam by being given all the
hazardous duty and they are suffering the majority of casualties. If I were a
colored soldier I would refuse to go to Viet Nam and if I were a colored
soldier and were sent I would refuse to fight. Special Forces personnel are
liars and thieves and killers of peasants and murderers of women and
children", or words to that effect, which statements were disloyal to the
United States, to the prejudice of good order and discipline in the armed
forces.
Additional Charge I: Violation of the Uniform Code
of Military Justice, Article 133
Specification: In that Captain Howard B. Levy,
United States Army, Headquarters and Headquarters Company, United States Army
Hospital, Fort Jackson, South Carolina, did at the United States Army Hospital,
Fort Jackson, South Carolina, at divers times during the period from on or
about February 1966 to on or about December 1966 while in the performance of
his duties at the United States Army Hospital, Fort Jackson, South Carolina,
wrongfully and dishonorably make the following statements of the nature and to
and in the presence and hearing of the persons as hereinafter more particularly
described, to wit: (1) Intemperate, defamatory, provoking, and disloyal
statements to special forces enlisted personnel present for training in the
United States Army Hospital, Fort Jackson, South Carolina, and in the presence
and hearing of other enlisted personnel, both patients and those performing
duty under his immediate supervision and control and dependent patients as
follows: "I will not train special forces personnel because they are
'liars and thieves,' 'killers of peasants,' and 'murderers of women and
children."' or words to that effect; (2) Intemperate and disloyal
statements to enlisted personnel, both patients and those performing duty under
his immediate supervision and control as follows: "I would refuse to go to
Vietnam if ordered to do so. I do not see why any colored soldier would go to
Vietnam. They should refuse to go to Vietnam; and, if sent, they should refuse
to fight because they are discriminated against and denied their freedom in the
United States and they are sacrificed and discriminated against in Vietnam by
being **675 given all the hazardous
duty, and they are suffering the majority of casualties. If I were a colored
soldier, I would refuse to go to Vietnam; and, if I were a colored soldier and
if I were sent to Vietnam, I would refuse to fight," or words to that
effect; (3) Intemperate, contemptous, and disrespectful statements to enlisted
personnel performing duty under his immediate supervision and control, as
follows: "The Hospital Commander has given me an order to train special
forces personnel, which order I have refused and will not obey," or words
to that effect; (4) Intemperate, defamatory, provoking, and disloyal statements
to special forces personnel in the presence and hearing of enlisted personnel
performing duty under his immediate supervision and control, as follows:
"I hope when you get to Vietnam something happens to you and you are
injured," or words to that effect; all of which statements were made to
persons who knew that the said Howard B. Levy was a commissioned officer in the
active service of the United States Army.
Appellant's sentence to a dismissal, forfeiture of all pay and
allowances and confinement at hard labor for three years was approved by the
convening authority. Issues were joined and oral arguments were presented
before this board thirteen months following trial. Most of the individual
counsel representing him before this board also represented him at trial.
The record
of trial in this case, consisting of eighteen volumes, depicts a thirty‑year‑old
man of better than average background and advantages, who agreed to serve his
country for two years if he would be permitted first to obtain a medical degree,
[FN2] but who, when called upon to fulfill his bargain, failed miserably. He
obtained his medical degree in 1961 from State University of New York, Medical
School, and completed his residency at Bellevue Hospital, New York City. He
entered on active duty in the grade of Captain on 9 July 1965 for a period of
two years and his initial and only duty assignment was as chief of the
dermatology service, U. S. Army Hospital, Fort Jackson, South Carolina.
FN2 "Berry Plan," See 50 USC App Sec
454.
A mission of
this hospital during 1966 was to conduct a series of seven‑week phase II
applicatory training courses prescribed in AR 350‑217 for special forces
aidmen who had completed the didactic phase of their training at Fort Sam
Houston. Each student during this training phase was scheduled to spend two
hours per day for one week in the dermatology clinic where he was to receive
training in the identification and treatment of certain specified skin
disorders and diseases. As chief of the dermatology service, appellant had the
responsibility to conduct this training. During the early part of 1966
appellant discharged this training responsibility and to a limited degree did
so through the summer but with mounting irregularity and incompleteness.
However, during the period of time alleged in 1966 he instigated and engaged in
many conversations in the clinic, some entirely one‑sided, with aidmen in
training, patients and visitors, without regard as to who might be present to
listen, in which he made the many statements attributed to him in Charge II and
Additional Charge I. The evidence in the record of these utterances is
overwhelming, indisputable, and in fact, if we correctly interpret the
defense's tactics, is relied upon to demonstrate the purported sincerity of appellant's
ethical convictions against obeying the order alleged in Charge I.
During the
late summer the hospital commander became aware that the quality and quantity
of the training in dermatology being received by the students was totally
unsatisfactory and, after an investigation verified the report, he determined
that strong corrective action was demanded. This determination resulted in a
personal confrontation with appellant, at which time he gave the latter a
written order to conduct the required and specified training. Appellant read
the order, acknowledged that he understood it, but stated that he would not
obey it because he did not feel that obedience of it would be consistent **676 with his sense of medical
ethics. He was then informed that obedience thereto was nevertheless expected.
At approximately mid‑course of the training cycle in question, no
training having been given, the order was in essence repeated. Appellant
persisted in his refusal to obey, frequently remarking to associates and enlisted
subordinates during this period that he had received the order but that he
would not obey it, and in fact, he did not. Acquaintances were unsuccessful in
their endeavors to persuade him to change his mind and conduct the training or
to have others conduct it for him. His enlisted subordinates offered to conduct
this necessary training inthe dermatology clinic, but he ordered them not to,
and accompanied his order with a threat of punishment. He was determined that
these students would not receive any training in any area of his
responsibility.
In 26
assignments of error, most of which are multi‑pronged, appellant's
counsel before this board have attacked these proceedings from beginning to end‑‑the
beginning being the preparation of the charge sheet and the end being the
sentencing of appellant. These asserted errors can be separated into three
general categories and the mere restatement of some will suffice to demonstrate
their lack of merit because of long and accepted judicial precedent to the contrary.
The categories are: (a) errors relating specifically to Charge I; (b) errors
relating specifically to Charge II and Additional Charge I (referred to as the
speech charges); and (c) errors relating to pre‑trial matters, trial
procedures and occurrences during the course of the trial. The majority of the
assigned errors will be set forth in substance, and unless discussion is
warranted, only a reference to an authority which is dispositive of the
assignment as nonmeritorious will be noted.
As to
Charge I, willful disobedience of the order to conduct the designated training,
there is no contest that the order was given, and that the appellant willfully
and defiantly disobeyed that order. In fact, the deliberateness of the refusal
was accentuated by defense counsel at the trial forum to emphasize the
sincerity of appellant's convictions against this country's participation in
Vietnam and his strict adherence to his concept of medical ethics and his own
conscience. It is asserted by appellant that the order was unlawful because
compliance would have violated appellant's personal concept of medical ethics;
specifically, that the order required him to teach unqualified combat personnel
the art of medicine; that their knowledge thereby acquired would then be used
for military and political purposes; and that to conduct the training he would
perforce breach some confidential relationships with patients. He asserts that
the order described in language too broad, indefinite and vague that training
which was to be performed. He further complains of the law officer's ruling
that his offer of proof made in lengthy out‑of‑court hearings
failed to establish a pattern of war crimes and atrocities being committed by
American and allied forces in Vietnam and that the law officer erred in
excluding this testimony from the court's consideration on the issue of the
legality of the order. Lastly, as to this charge specifically, he complains
that it should not have been consolidated for trial with the speech charges.
[1] The law
officer properly ruled, and the court was so instructed, that the order, if
given, was a lawful order. Simply stated, the order to provide this training
for the special forces aidmen was issued by one who had the authority to do so
and was related to appellant's military duties (United States v Giordano, 15
USCMA 163, 35 CMR 135 (1964)). That its execution by appellant may have in some
way been inconsistent with his personal interpretation of a medical code of
ethics or his personal conscience does not as a matter of law render invalid
the otherwise lawful order, nor does it serve to excuse appellant's
noncompliance (para 169b, MCM 1951; CM 413709, Taylor, **677 37 CMR 547 (1966); ACM 13462, Cupp, 24 CMR 565, (1957)).
[FN3]
FN3 Within two weeks of the appellant's conviction
at Fort Jackson, South Carolina, the following official policy of the American
Medical Association was adopted:
"There is no conflict between the ethics of
the medical profession and the oath which officers must take when sworn into
the Armed Services. This oath, applicable to medical and other officers,
provides that all officers shall support and defend the Constitution of the
United States against all enemies, foreign and domestic, that they will bear
true faith and allegiance to the Constitution of the United States and that
they take such obligation freely and without any mental reservation or purpose
of evasion. There is nothing in this oath which conflicts in any way with the
ethics of the medical profession" (Resolution 89, House of Delegates,
American Medical Association, 18 June 1967).
[2][3] The
allegation that the training was described in language too broad, vague and
indefinite deserves but little comment as does the complaint that he was not
permitted to contest the legality of this country's participation in the
Vietnam involvement. In regard to the former, appellant had no difficulty
understanding what training was required during the period early in 1966 when
he was actually conducting the training and before he decided he would no
longer perform this duty. Further, when the order in question was given to him,
he gave as a reason for his refusal not that he did not understand what was
expected of him, but that he could not ethically comply. The issue of the war's
legality is not available to appellant (United States v Johnson, 17 USCMA 246,
38 CMR 44 (1967)).
United
States v Geib, (9 USCMA 392, 26 CMR 172 (1958)) disposes of the issue of the
alleged improper joinder of charges.
In the
second category of assigned errors, those relating to the speech charges,
appellant complains of the sufficiency of the evidence; that these statements
are protected by the First Amendment to the Constitution of the United States;
that Articles 133 and 134 of the Uniform Code of Military Justice are too broad
and vague, and that they fail to apprise appellant of the standards of conduct
required of him; that he was not permitted to establish as a defense thereto
that the utterances were in fact the truth; that in essence Charge II alleged the
offense of "attacking the war aims of the United States" and
therefore in the absence of a formal declaration of war appellant was convicted
of a nonexistent crime; and that the offense alleged under Charge II has been
preempted by the enactment of Title 18, United States Code, Section 2387 (as to
the last proposition, see United States v Herndon, 1 USCMA 461, 4 CMR 53
(1952); United States v Blevins, 5 USCMA 480, 18 CMR 104 (1955); United States
v Frantz, 2 USCMA 161, 7 CMR 37 (1953)).
[4][5][6][7] Insofar as the evidence is concerned, there is no
contest that the utterances alleged in the specifications to have been made by
appellant were in fact made by him and repeated by him on many occasions. The
record is replete with testimony of these utterances by appellant and the
defense does not contend to the contrary. If not expressly, at least tacitly
this was and is admitted by his counsel. The basic disagreement between the
parties as to Charge II is whether such statements were disloyal, made publicly
with the design to promote disloyalty and disaffection, and whether such
utterances had a clear and reasonable tendency to produce that effect, and as
to Additional Charge I, the effect of such utterances. Contrary to appellant's
argument, it is immaterial that no one was shown actually to have become
disloyal or disaffected (United States v Batchelor, 7 USCMA 354, 22 CMR 144
(1956)). The statements were made with complete disregard as to time and place,
were directed to individuals of the enlisted grades, mostly Negro, and many of
whom emotionally and educationally were susceptible to being influenced.
Environmentally appellant **678 was
most indiscriminate, but the class of persons to whom he directed his remarks
suggests that he was discriminate in that regard so that his statements would
produce the maximum effect. These events took place in a crowded and busy
clinic which averaged a daily case load of some 50 to 70 military and civilian
patients. The statements were not made behind closed doors but wherever and
whenever the occasion presented a likely prospect in which a seed of thought
could be planted and for all to hear. Certainly, these utterances were
"Publicly" made. As ably stated in Government's brief, the
"utterances . . . were unsolicited, devoid of mutuality, and made under
circumstances where open and notorious circulation was guaranteed by virtue of
the appellant's rank and position." (United States v Batchelor, supra).
The circumstances under which the remarks were uttered, the persons to whom
they were directed and the very nature of the statements themselves, compel the
obvious and inescapable conclusion that they were in fact disloyal and were
intended to and had the reasonable tendency to promote disloyalty and
disaffection. The evidence is overwhelming that such conduct is discrediting
and prejudicial to good order and discipline. It cannot be denied that the
right to the freedom of expression guaranteed by the First Amendment should be
and is zealously protected by the courts, but no one can seriously contend that
the exercise of that right is totally unrestricted under any circumstances
(United States v Howe, 17 USCMA 165, 37 CMR 429 (1967)). Were it otherwise it
would permit the destruction of the very right itself, for if one who has solemnly
sworn to uphold the Constitution can promote by words the disaffection and
disloyalty of others charged with the same duty, that which has been guaranteed
would soon have no guarantors. And the truth or falsity of the words or
utterances is not the issue (United States v Batchelor, supra), nor is the
existence or nonexistence of a formal state of war, [FN4] for aside from the
nature of the utterances, the evil which is the offense is the intent and
effect of the utterances (Article 134) and the disgrace and dishonor which they
bring to the officer, individually as well as upon the office which he holds
(Article 133).
FN4 Time of War existed in 1966 (United States v
Anderson 17 USCMA 588, 38 CMR 386 (1968)).
Articles
133 and 134 have too many times withstood the overbroadness and vagueness
attacks to warrant again a defense (United States v Howe, supra; United States
v Sadinsky, 14 USCMA 563, 34 CMR 343 (1964); United States v Frantz, supra).
The
remaining errors in this category need no discussion.
The next
category contains a diversity of alleged errors. Appellant alleges that his
court‑martial was but a selective application of military law for the
purpose of silencing expression of dissent over Vietnam policy. But this
allegation overlooks completely that the record is absolutely devoid of any
evidence indicating or even suggesting an impure motive in the preferring or
referring of the charges for trial except that his commanding officer was aware
that he was undergoing a security‑type investigation, and that
appellant's guilt of the charges has now been firmly established at his court‑martial.
He complains that the investigating officer appointed in compliance with the
requirements of Article 32, Uniform Code of Military Justice, was under the command,
promotional and disciplinary control of the convening authority and that the
press was excluded from the proceedings conducted by that officer, yet he does
not complain that the officer was unqualified, that the proceedings were
otherwise improper, or that he was in fact coerced. The selection and
composition of the court likewise received the critical attention of appellant
for he first asserts that he should have been tried by a jury (United States v
Culp, 14 USCMA 199, 33 CMR 411 (1963)); that he was not tried by his peers
because "career officers" sat on the court‑martial (see United
States v Crawford, 15 USCMA 31, 35 CMR 3 (1964); Article 25, Uniform Code of
Military Justice) and it did not contain any medical corps (para 4a, MCM, **679 1951) or female officers [FN5];
that the convening authority's discretion in selecting court members is too
broad and those selected are under his command, promotional and disciplinary
control (United States v Crawford, supra); and that the court‑martial
rules finally upon the challenges to its membership (United States v Jones, 7
USCMA 283, 22 CMR 73 (1966). Appellant objects to the trial counsel who, before
charges were referred for trial but knowing of his appointment to that capacity
in the event of trial, interviewed prospective witnesses, claiming therefore
that he became an investigating officer and thus disqualified himself from
later participation in the trial (United States v Young, 13 USCMA 134, 32 CMR
134 (1962); United States v Weaver, 13 USCMA 147, 32 CMR 147 (1962); United
States v Schreiber, 5 USCMA 602, 18 CMR 226 (1955)). Appellant also believes
that the administrative functions of the trial counsel during trial, such as
opening the court and administering oaths (United States v Robinson, 13 USCMA 674,
33 CMR 206 (1963)) place him in a preferred position of trust over that of
appellant, compounding the latter's disadvantage by repeated references during
trial to appellant as "the accused"; and that he should have
independent subpoena power because it is unfair to require him to disclose to
the trial counsel the names of his witnesses and their relevancy in order to
have them subpoenaed (United States v Sweeney, 14 USCMA 599, 34 CMR 379
(1964)). He further contends that the trial counsel should have been required
to disclose the identity of all persons he interviewed prior to trial but who
were not called as witnesses. He further complains that his rights were
violated by the role of the staff judge advocate who, under the command control
of the convening authority appointed counsel for both sides, made
recommendations in both the pretrial advice and posttrial review, and conferred
with and advised the accuser to the extent that he became a de facto accuser
(United States v Smith, 13 USCMA 553, 33 CMR 85 (1963)). The record is
completely barren of factual support for this last allegation. Finally, in this
category he asserts that the law officer erred in not granting his motion for a
change of venue. We conclude that the law officer did not abuse his discretion
in this regard (United States v Carter, 9 USCMA 108, 25 CMR 370 (1958)).
FN5 The record does not establish that any female
officers were available to act as court members. Defense does not contend that
any court member who did sit was in any way ineligible or unqualified.
On several
occasions in open and closed session of the court, individual defense counsel
alluded to his lack of comprehension of the meaning of the word
"disaffection" appearing in one of the charges. On the eleventh day
of trial while individual defense counsel was examining a defense witness the
following transpired:
"A No, sir. No, we didn't talk about Vietnam,
not at length. No, we never talked about Vietnam at all.
"Q He never made you disloyal, did he?
"A No, sir.
"Q He never made you disaffect, did he?
"A What does disaffect mean?
"Q I don't know.
"LAW OFFICER: Mr. Morgan, if you don't know
the questions, don't ask them.
"INDIVIDUAL COUNSEL: I don't know what the
meaning of the word disaffect is.
"LAW OFFICER: Don't use them in the question
then.
"INDIVIDUAL COUNSEL: Could I have a meaning
from the court what disaffection is?
"LAW OFFICER: Should have asked it before you
asked the question.
"INDIVIDUAL COUNSEL: I asked for a ruling on
disloyalty the other day and you said you would supply it before the case went
to the jury. I am trying to make out a case of proof on disloyalty and **680 disaffection. I have difficulty
understanding what the words mean.
"LAW OFFICER: Well, if you are going to ask
the question you had better get the definitions before you go any further.
"INDIVIDUAL COUNSEL: May we excuse the
witness then, have an out‑of‑court hearing so I could have the
definition?
"LAW OFFICER: You should have asked it‑‑if
you are going to use in your questions words to which you don't know the
meaning, I would suspect you would have asked me some time ago on that.
"INDIVIDUAL COUNSEL: I did ask you about
disloyalty the other day.
"LAW OFFICER: I told you that was a question
of law. Now, you can ask the question of this witness. If he doesn't know the
meaning, you can explain it in your own words, and then‑‑and then
determine further by questions what he means by his answer. That's simple
enough, but it is not a proper legal procedure to pose questions and then come
back with a quick retort that you don't know the meaning of the word you use in
the question. You know that, or should know.
"INDIVIDUAL COUNSEL: I understand, Colonel. I
am trying to get from you now, a ruling as to the legal definition of
disaffection.
"LAW OFFICER: And I am going to tell you now
that you don't need it at this time. All you have to do is ask this witness
what he means by the use of that word.
"Q What do you mean by the use of that word?
"A I never used it.
"Q Did you say you never‑‑
"A Never used the word. I'm sorry.
"Q Fine.
"LAW OFFICER: Then you will have to rephrase
your question to approach something that you may mean by it. We are concerned
now for a lay opinion, not a legal opinion from the witness as to disaffection.
I told you, I would give you a legal definition of the word disaffection at the
end of the trial, before I charge the court.
"INDIVIDUAL COUNSEL: If a question whether a
man has‑‑
"LAW OFFICER: It is simple enough to ask the
question what disaffection means to him. If he doesn't know the meaning, try to
direct his question in that area.
"INDIVIDUAL COUNSEL: Colonel, I am just
trying to find out what the definition of disloyalty and disaffection is
because there should be a factual question involved in those words and if I
don't know the definition, I don't know how to proceed.
"LAW OFFICER: Certainly, there is a legal
definition of those terms, but we do not expect the witnesses to know these
legal definitions or to speak only in legal terms. Number one, they are not
lawyers. Number two, they are not concerned with that. They are to describe
certain acts or feelings or ideas that they themselves have as a factual
content of meaning and certainly as a lawyer you could reach that through
questioning, I should think, without going through a legal definition.
"INDIVIDUAL COUNSEL: Well, I don't think I
can, Colonel. Thank you.
"LAW OFFICER: If you can't, maybe you should
withdraw from the case.
"INDIVIDUAL COUNSEL: No, sir, I don't think
I'll do that."
Defense's
motion for a mistrial was denied and the law officer, over defense objection,
instructed the court as follows:
"LAW OFFICER: Mr. President, prior to the
last recess, counsel and I became engaged in the definition of the words
'disloyalty' and 'disaffection', I believe and upon reflection, **681 I feel under the circumstances
of this case, he was entitled to a broad, general definition of these terms as
they appear in your charges and specifications before you; and during the out‑of‑
court hearing, I gave him a broad, general definition of those terms as they
are used in this court‑martial. I instruct you to disregard my remarks to
him in that connection and to divorce them from your determination of guilt or
innocence in your closed session deliberation. Now at the close of the case,
when I instruct you on the law of the case, I will further define both the
words 'disloyalty' and 'disaffection' for you and for your guidance. But of
course, as these witnesses use them, it is their meaning of the words that you
must interpret into their testimony‑‑within the meaning with which
they use the terms. But at the close of the case, I will give you a general
definition of those terms. Does the court understand that?"
[8] While
we cannot and do not condone lapses from proper judicial deportment,
particularly in open court proceedings, we recognize that lengthy and strongly
contested proceedings often fray the nerves of all who are involved. We note
that on many occasions, the law officer displayed remarkable restraint and
understanding. Contrary to appellant's assertion we do not believe that this
one remark placed individual defense counsel "in apparent opposition to
the entire military system." Such an interpretation magnifies the incident
entirely out of proportion. Not every error at trial requires a mistrial, and
any error, we believe, was completely cured by the law officer's apologetically
flavored instruction (United States v O'Neal, 16 USCMA 33, 36 CMR 189 (1966)).
[9] In
extenuation and mitigation, appellant attempted to influence the court's
sentence by the opinion of a medical officer that the imposition of any
confinement on appellant would have an adverse effect upon the morale of other
medical officers in the service. Contrary to appellant's claim, we conclude
that the law officer did not err in excluding this opinion from the court's
consideration (United States v Franchia, 13 USCMA 315, 32 CMR 315 (1962);
United States v Ault, 15 USCMA 540, 36 CMR 38 (1965)).
Appellant
submitted to the law officer fourteen instructions which he proposed for
submission to the court‑martial on findings. He objects that these
instructions were not given in their entirety as submitted. The court was
properly instructed on all issues, however, and we find no merit in this claim.
The claims
of appellant that his civilian attorney could not peruse the complete "G2
Dosier" [FN6] and that his conviction violates constitutional prohibitions
against bills of attainder and ex post facto laws as well as the remaining
assigned errors do not warrant any summarization or discussion.
FN6 The major portion of this file was released to
appellant. Some documents were not but were examined by military defense
counsel and the law officer in camera to determine theirinapplicability to the
trial. Defense disclaimed the application of the Jencks Act, 18 USC 3500.
All
counsel were energetic and diligent in their advocacy during these lengthy
proceedings. Defense counsel were permitted great latitude in presenting any
matter which conceivably could be considered a defense or which might serve to
extenuate or mitigate the offenses. Prior to pleading, appellant tested the
charges and specifications and a great portion of the military justice system
by some 24 wide‑ranging motions. The law officer's rulings thereon were
eminently correct. The offenses of which appellant has been convicted are fully
and beyond any reasonable doubt substantiated by the evidence. In sum, we
perceive no error which prevents affirmance of appellant's conviction.
Appellant
has been described as a very competent physician. Except for **682 the incidents which became the
basis for the instant charges, apparently there was no objection to the manner
in which he performed his medical duties although he may have lacked some of
the accepted but less significant attributes normally expected and required of
every officer. Notwithstanding that appellant may have had deep personal
convictions against his country's involvement in Vietnam and his belief that
his concept of medical ethics would be compromised by performing the training
required of him, his willful refusal to train and prepare the special forces
aidmen for their important tasks ahead cannot be condoned. He stated at his
postrial interview substantially that anyone in the Army should be permitted to
refuse any order on the grounds of conscience. Fortunately for the sake of
discipline in the armed forces and for the Republic they guard, his postulation
has yet no support in our military law. More to be condemned than his refusal
to obey the order, however, is his effort to promote disloyalty and
disaffection and the dishonor which he brought upon himself and his office.
That irreparable harm has been done is evident, but the extent of it cannot yet
be assessed.
The Board
of Review having found the findings of guilty and sentence as approved by
proper authority correct in law and fact and having determined, on the basis of
the entire record, that they should be approved, such findings of guilty and
sentence are hereby affirmed.
BOOTH,
CHALK (concurs) and STEVENS (concurs), Judge Advocates.