(Cite as: 297 U.S.
278, 56 S.Ct. 461)
BROWN et al.
v.
STATE OF MISSISSIPPI.
No. 301.
Argued Jan. 10, 1936.
Decided Feb. 17, 1936.
On Writ of Certiorari to the Supreme Court of the State of
Mississippi.
Ed Brown, Henry Shields, and Yank Ellington were convicted of
murder, and to review a judgment of the Supreme Court of the State of
Mississippi (158 So. 339; 161 So. 465) affirming the conviction, the defendants
bring certiorari.
Judgment reversed.
Mandate of Supreme Court conformed to, 167 So. 82.
**462 *279 Messrs. Earl Brewer and
J. Morgan Stevens, both of Jackson, Miss., for petitioners.
Messrs. W. D. Conn, of Corinth, Miss., and W. H. Maynard, of
Baltimore, Md., for respondent.
Mr. Chief Justice HUGHES delivered the opinion of the Court.
The question in this case is whether convictions, which rest
solely upon confessions shown to have been extorted by officers of the state by
brutality and violence, are consistent with the due process of law required by
the Fourteenth Amendment of the Constitution of the United States.
Petitioners were indicted for the murder of one Raymond Stewart,
whose death occurred on March 30, 1934.
They were indicted on April 4, 1934, and were then arraigned and pleaded
not guilty. Counsel were appointed by
the court to defend them. Trial was
begun the next morning and was concluded on the following day, when they were
found guilty and sentenced to death.
Aside from the confessions, there was no evidence sufficient to
warrant the submission of the case to the jury. After a preliminary inquiry, testimony as to the confessions was
received over the objection of defendants' counsel. Defendants then testified
that the confessions were false and had been procured by physical torture. The case went to the jury with instructions,
upon the request of defendants' counsel, that if the jury had reasonable doubt
as to the confessions having resulted from coercion, and that they were not
they were not to be considered as evidence.
On their to the Supreme *280 Court of the State, defendants assigned as
error the inadmissibility of the confessions. The judgment was affirmed. 158 So. 339.
Defendants then moved in the Supreme Court of the State to arrest
the judgment and for a new trial on the ground that all the evidence against
them was obtained by coercion and brutality known to the court and to the
district attorney, and that defendants had been denied the benefit of counsel
or opportunity to confer with counsel in a reasonable manner. The motion was supported by affidavits. At about the same time, defendants filed in
the Supreme Court a 'suggestion of error' explicitly challenging the
proceedings of the trial, in the use of the confessions and with respect to the
alleged denial of representation by counsel, as violating the due process
clause of the Fourteenth Amendment of the Constitution of the United
States. The state court entertained the
suggestion of error, considered the federal question, and decided it against
defendants' contentions. 161 So.
465. Two judges dissented. 161 So. 470. We granted a writ of certiorari.
296 U.S. 559, 56 S.Ct. 128, 80 L.Ed. 394.
The grounds of the decision were (1) that immunity from self‑incrimination
is not essential to due process of law; and (2) that the failure of the trial
court to exclude the confessions after the introduction of evidence showing
their incompetency, in the absence of a request for such exclusion, did not
deprive the defendants of life or liberty without due process of law; and that
even if the trial court had erroneously overruled a motion to exclude the
confessions, the ruling would have been mere error reversible on appeal, but
not a violation of constitution right. 161 So. 465, at page 468.
The opinion of the state court did not set forth the evidence as
to the circumstances in which the confessions were procured. That the evidence established that they were
procured by coercion was not questioned.
The state *281 court said: 'After the state closed its case on the
merits, the appellants, for the first time, introduced evidence from which it
appears that the confessions were not made voluntarily but were coerced.' 161 So. 465, at page 466. **463 There is no dispute as to the facts
upon this point, and as they are clearly and adequately stated in the dissenting
opinion of Judge Griffith (with whom Judge Anderson concurred), showing both
the extreme brutality of the measures to extort the confessions and the
participation of the state authorities, we quote this part of his opinion in
full, as follows (161 So. 465, at pages 470, 471):
'The crime with which these defendants, all ignorant negroes, are
charged, was discovered about 1 o'clock p.m. on Friday, March 30, 1934. On that night one Dial, a deputy sheriff,
accompanied by others, came to the home of Ellington, one of the defendants,
and requested him to accompany them to the house of the deceased, and there a
number of white men were gathered, who began to accuse the defendant of the
crime. Upon his denial they seized him,
and with the participation of the deputy they hanged him by a rope to the limb
of a tree, and, having let him down, they hung him again, and when he was let
down the second time, and he still protested his innocence, he was tied to a
tree and whipped, and, still declining to accede to the demands that he
confess, he was finally released, and he returned with some difficulty to his
home, suffering intense pain and agony.
The record of the testimony shows that the signs of the rope on his neck
were plainly visible during the so‑called trial. A day or two thereafter the said deputy,
accompanied by another, returned to the home of the said defendant and arrested
him, and departed with the prisoner towards the jail in an adjoining county,
but went by a route which led into the state of Alabama; and while on the way,
in that state, the deputy stopped and again severely whipped the defendant,
declaring that he would continue the whipping *282 until he confessed, and the
defendant then agreed to confess to such a statement as the deputy would
dictate, and he did so, after which he was delivered to jail.
'The other two defendants, Ed Brown and Henry Shields, were also
arrested and taken to the same jail. On
Sunday night, April 1, 1934, the same deputy, accompanied by a number of white
men, one of whom was also an officer, and by the jailer, came to the jail, and
the two last named defendants were made to strip and they were laid over chairs
and their backs were cut to pieces with a leather strap with buckles on it, and
they were likewise made by the said deputy definitely to understand that the
whipping would be continued unless and until they confessed, and not only
confessed, but confessed in every matter of detail as demanded by those
present; and in this manner the defendants confessed the crime, and, as the
whippings progressed and were repeated, they changed or adjusted their
confession in all particulars of detail so as to conform to the demands of
their torturers. When the confessions
had been obtained in the exact form and contents as desired by the mob, they
left with the parting admonition and warning that, if the defendants changed
their story at any time in any respect from that last stated, the perpetrators
of the outrage would administer the same or equally effective treatment.
'Further details of the brutal treatment to which these helpless
prisoners were subjected need not be pursued.
It is sufficient to say that in pertinent respects the transcript reads
more like pages torn from some medieval account than a record made within the
confines of a modern civilization which aspires to an enlightened
constitutional government.
'All this having been accomplished, on the next day, that is, on
Monday, April 2, when the defendants had been given time to recuperate somewhat
from the tortures to which they had been subjected, the two sheriffs, one *283
of the county where the crime was committed, and the other of the county of the
jail in which the prisoners were confined, came to the jail, accompanied by
eight other persons, some of them deputies, there to hear the free and
voluntary confession of these miserable and abject defendants. The sheriff of the county of the crime
admitted that he had heard of the whipping, but averred that he had no personal
knowledge of it. He admitted that one
of the defendants, when brought before him to confess, was limping and did not
sit down, and that this particular defendant then and there stated that he had
been strapped so severely that he could not sit down, and, as already stated,
the signs of the rope on the neck of another of the defendants were plainly
visible to all. Nevertheless the solemn farce of hearing the free and voluntary
confessions was gone through with, and these two sheriffs **464 and one other
person then present were the three witnesses used in court to establish the so‑called
confessions, which were received by the court and admitted in evidence over the
objections of the defendants duly entered of record as each of the said three
witnesses delivered their alleged testimony. There was thus enough before the court when these confessions were
first offered to make known to the court that they were not, beyond all
reasonable doubt, free and voluntary; and the failure of the court then to exclude
the confessions is sufficient to reverse the judgment, under every rule of
procedure that has heretofore been prescribed, and hence it was not necessary
subsequently to renew the objections by motion or otherwise.
'The spurious confessions having been obtained‑‑and
the farce last mentioned having been gone through with on Monday, April 2d‑‑the
court, then in session, on the following day, Tuesday, April 3, 1934, ordered
the grand jury to reassemble on the succeeding day, April 4, 1934, at 9
o'clock, and on the morning of the day last mentioned *284 the grand jury
returned an indictment against the defendants for murder. Late that afternoon the defendants were
brought from the jail in the adjoining county and arraigned, when one or more
of them offered to plead guilty, which the court declined to accept, and, upon
inquiry whether they had or desired counsel, they stated that they had none,
and did not suppose that counsel could be of any assistance to them. The court thereupon appointed counsel, and
set the case for trial for the following morning at 9 o'clock, and the
defendants were returned to the jail in the adjoining county about thirty miles
away.
'The defendants were brought to the courthouse of the county on
the following morning, April 5th, and the so‑called trial was opened, and
was concluded on the next day, April 6, 1934, and resulted in a pretended
conviction with death sentences. The
evidence upon which the conviction was obtained was the so‑ called
confessions. Without this evidence, a
peremptory instruction to find for the defendants would have been
inescapable. The defendants were put on
the stand, and by their testimony the facts and the details thereof as to the
manner by which the confessions were extorted from them were fully developed,
and it is further disclosed by the record that the same deputy, Dial, under
whose guiding hand and active participation the tortures to coerce the
confessions were administered, was actively in the performance of the supposed
duties of a court deputy in the courthouse and in the presence of the prisoners
during what is denominated, in complimentary terms, the trial of these
defendants. This deputy was put on the
stand by the state in rebuttal, and admitted the whippings. It is interesting to note that in his
testimony with reference to the whipping of the defendant Ellington, and in
response to the inquiry as to how severely he was whipped, the deputy stated,
'Not too much for a negro; not as much as I would have done if it were left to
me.' Two others who had participated
*285 in these whippings were introduced and admitted it‑‑not a
single witness was introduced who denied it.
The facts are not only undisputed, they are admitted, and admitted to
have been done by officers of the state, in conjunction with other
participants, and all this was definitely well known to everybody connected
with the trial, and during the trial, including the state's prosecuting
attorney and the trial judge presiding.'
[1] 1. The state stresses
the statement in Twining v. New Jersey, 211 U.S. 78, 114, 29 S.Ct. 14, 26, 53
L.Ed. 97, that 'exemption from compulsory self‑incrimination in the
courts of the states is not secured by any part of the Federal Constitution,'
and the statement in Snyder v. Massachusetts, 291 U.S. 97, 105, 54 S.Ct. 330,
332, 78 L.Ed. 674, 90 A.L.R. 575, that 'the privilege against self‑incrimination
may be withdrawn and the accused put upon the stand as a witness for the
state.' But the question of the right
of the state to withdraw the privilege against self‑incrimination is not
here involved. The compulsion to which
the quoted statements refer is that of the processes of justice by which the
accused may be called as a witness and required to testify. Compulsion by torture to extort a confession
is a different matter.
[2][3][4] The state is free to regulate the procedure of its
courts in accordance with its own conceptions of policy, unless in so doing it
'offends some principle of justice so rooted in the traditions and conscience
of our people as to be ranked as fundamental.'
**465 Snyder v. Massachusetts, supra; Rogers v. Peck, 199 U.S. 425, 434,
26 S.Ct. 87, 50 L.Ed. 256. The state
may abolish trial by jury. It may
dispense with indictment by a grand jury and substitute complaint or
information. Walker v. Sauvinet, 92
U.S. 90, 23 L.Ed. 678; Hurtado v. California, 110 U.S. 516, 4 S.Ct. 111, 292,
28 L.Ed. 232; Snyder v. Massachusetts, supra.
But the freedom of the state in establishing its policy is the freedom
of constitutional government and is limited by the requirement of due process
of law. Because a state may dispense with a jury trial, it does not follow that
it may substitute trial by ordeal. The
rack and torture *286 chamber may not be substituted for the witness
stand. The state may not permit an
accused to be hurried to conviction under mob domination‑‑where the
whole proceeding is but a mask‑‑without supplying corrective
process. Moore v. Dempsey, 261 U.S. 86,
91, 43 S.Ct. 265, 67 L.Ed. 543. The
state may not deny to the accused the aid of counsel. Powell v. Alabama, 287
U.S. 45, 53 S.Ct. 55, 77 L.Ed. 158, 84 A.L.R. 527. Nor may a state, through the
action of its officers, contrive a conviction through the pretense of a trial
which in truth is 'but used as a means of depriving a defendant of liberty
through a deliberate deception of court and jury by the presentation of
testimony known to be perjured.' Mooney
v. Holohan, 294 U.S. 103, 112, 55 S.Ct. 340, 342, 79 L.Ed. 791, 98 A.L.R. 406.
And the trial equally is a mere pretense where the state authorities have contrived
a conviction resting solely upon confessions obtained by violence. The due
process clause requires 'that state action, whether through one agency or
another, shall be consistent with the fundamental principles of liberty and
justice which lie at the base of all our civil and political institutions.'
Hebert v. Louisiana, 272 U.S. 312, 316, 47 S.Ct. 103, 104, 71 L.Ed. 270, 48
A.L.R. 1102. It would be difficult to
conceive of methods more revolting to the sense of justice than those taken to
procure the confessions of these petitioners, and the use of the confessions
thus obtained as the basis for conviction and sentence was a clear denial of
due process.
[5][6] 2. It is in this
view that the further contention of the State must be considered. That contention rests upon the failure of
counsel for the accused, who had objected to the admissibility of the
confessions, to move for their exclusion after they had been introduced and the
fact of coercion had been proved. It is
a contention which proceeds upon a misconception of the nature of petitioners'
complaint. That complaint is not of the
commission of mere error, but of a wrong so fundamental that it made the whole
proceeding a mere pretense of a trial and rendered the conviction and sentence
wholly void. Moore v. Dempsey,
supra. We are not concerned with a mere
*287 question of state practice, or whether counsel assigned to petitioners
were competent or mistakenly assumed that their first objections were
sufficient. In an earlier case the
Supreme Court of the State had recognized the duty of the court to supply
corrective process where due process of law had been denied. In Fisher v.
State, 145 Miss. 116, 134, 110 So. 361, 365, the court said: 'Coercing the
supposed state's criminals into confessions and using such confessions so
coerced from them against them in trials has been the curse of all
countries. It was the chief iniquity,
the crowning infamy of the Star Chamber, and the Inquisition, and other similar
institutions. The Constitution recognized
the evils that lay behind these practices and prohibited them in this
country. * * * The duty of maintaining
constitutional rights of a person on trial for his life rises above mere rules
of procedure, and wherever the court is clearly satisfied that such violations
exist, it will refuse to sanction such violations and will apply the
corrective.'
In the instant case, the trial court was fully advised by the
undisputed evidence of the way in which the confessions had been procured. The trial court knew that there was no other
evidence upon which conviction and sentence could be based. Yet it proceeded to permit conviction and to
pronounce sentence. The conviction and
sentence were void for want of the essential elements of due process, and the proceeding
thus vitiated could be challenged in any appropriate manner. Mooney v. Holohan, supra. It was challenged before the Supreme Court
of the State by the express invocation of the Fourteenth Amendment. That court entertained the challenge,
considered the federal question thus presented, but declined to enforce
petitioners'**466 constitutional right. The court thus denied a federal right
fully established and specially set up and claimed, and the judgment must be
reversed.
It is so ordered.